fais compliance jobs in Cape Town

Bring your possibility to life! Define your career with us With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary Job Description Utilize your 5 years’...

Empowering Africa’s tomorrow, together one story at a time. - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group. Job Summary Formulate tactical strategy and...

Virtual Advisor: STI (FAIS) Commercial Lines Job Description Summary To provide a solution orientated sales and service to customers in Short-term Insurance business risks and give advice. To provide solutions for the client's short-term insurance needs in both Personal and Commercial Lines. To service customers on request and regularly review the client's portfolio to build a sustainable...

ENVIRONMENT: A forward-thinking fintech company on a mission to reshape the financial ecosystem by connecting banks and digital financial infrastructure through a unified platform is seeking a Senior Legal and Compliance Advisor to join their growing team. This role is ideal for an admitted attorney with strong commercial acumen and hands-on experience in contract law, financial regulation, and...

Job Description A position is available within a leading Financial Services company, for a Compliance Officer. Some duties include: •Analyse and interpret regulation and legislation, and using a risk-based approach •Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof •Advise and provide guidance to management on systems, policies,...

Our client is seeking a flexible, curious, and detail-driven Compliance Assistant to support our compliance function across multiple regulatory areas. This position is ideal for someone who enjoys research, thrives in a fast-changing environment, and is excited about the role of technology and AI in modern compliance workflows. Key Responsibilities Compliance & Regulatory Support (Core...

Are you a compliance professional who thrives on structure, integrity, and driving good governance across complex environments? Our client, a respected player in the financial services industry, is seeking a Compliance Manager to strengthen oversight and embed a culture of accountability across their operations. The Opportunity You’ll play a key role in developing, monitoring, and reporting on...

COMPLIANCE & OPERATIONS LEAD (CASP) KEY INDIVIDUAL - CAPE TOWN We’re looking for adriven Compliance & Operations Lead (CASP) to join our mission to makecrypto secure and accessible. In this pivotal role, you’ll be responsible formaintaining our regulatory compliance under the FSCA’s CASP license whilesupporting day-to-day legal and operational needs. You’ll also serve as a KeyIndividual to help...

BLOQTECH SOLUTIONS (Pty) Ltd, a Service Provider in the FinTech space and based in Green Point, Cape Town is looking for a Legal and Compliance Officer to join the dynamic team of techies and problem-solvers, working together to identify opportunities and develop customer-centric solutions for our clients. Our services include establishing client relationships, designing, and building software,...

Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. Some key role functions: - Ensure the implementation and maintenance of Compliance processes and procedures: - Regulatory...

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and...

FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue-chip companies and leaders in their domestic market. We invest in our people, enabling you to develop your skills and build on your experience. If you like the idea of working for an ambitious and growing company, as part of a multicultural team,...

Role Purpose Implement the compliance strategy aligned to the compliance monitoring plan to enable the business within a legal framework. Requirements Qualification - Matric Certificate - Qualifications as per fit and proper requirements to be registered as a licensed compliance officer with the FSCA (Essential) - Post graduate qualification in Compliance Management (Desirable) - Legal...

Who are we? The Sanlam Retail Affluent (SRA) cluster is responsible for Sanlam’s retail business in South Africa. SRA provides clients across different market segments (entry-level, middle-income, affluent, professional market and business owners) with a comprehensive range of appropriate and competitive financial solutions. These include traditional life insurance risk and savings products,...

Short-Term Insurance Sales Consultant Our client is a leader in the general insurance sector in Southern Africa. With a strong presence in South Africa, they are rapidly expanding into emerging markets across Africa and Asia. Their continued success is driven by a passion for delivering exceptional service to clients. Key Responsibilities: - Contribute to achieving net profit and growth...

HR Manager Human Resources | Financial Services | Salary: Market-related Play a key role in shaping people, culture, and compliance in a growing financial services business About Our Client Our client operates within the financial services sector and places strong emphasis on ethical conduct, regulatory compliance, and people-centric practices. They are committed to building a high-performing,...

Description: - Manage the full Finance & Insurance process with customers purchasing vehicles. - Present finance options and value-added products clearly and professionally. - Secure finance approvals through relevant banks and financial institutions. - Ensure all documentation is completed correctly and submitted timeously. - Maintain compliance with FAIS, NCA, and relevant regulatory...

A premier Life Insurance Firm is seeking a dedicated Compliance and Risk Consultant to join their team. This pivotal role reports to both the Head of Risks and the Head of Compliance, placing you at the forefront of both regulatory monitoring and enterprise risk assessment. If you have 35 years of financial services experience and an LLB degree, this is your opportunity to leverage your...

Are you an experienced compliance and risk professional with a legal background, ready to ensure full regulatory adherence and drive risk mitigation strategies for a specialist life insurer? A premier Life Insurance Firm is seeking a dedicated Compliance and Risk Consultant to join their team. This pivotal role reports to both the Head of Risks and the Head of Compliance, placing you at the...

Are you a seasoned Compliance Officer looking for your next challenge? Our client is seeking a dedicated and experienced Compliance Officer to join their team. This role is perfect for a professional who is passionate about delivering high-quality compliance and risk management services to financial services clients. Key Responsibilities: Deliver outsourced compliance services to independent...