assistant compliance officer jobs in South Africa

FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue-chip companies and leaders in their domestic market. We invest in our people, enabling you to develop your skills and build on your experience. If you like the idea of working for an ambitious and growing company, as part of a multicultural team,...

CORE PURPOSE OF THE JOB To manage regulatory and reputational risk at the Bank. MAIN FUNCTIONS OF THE JOB Assists the Manager in the overall management of Regulatory Risk - Ensure compliance with current laws, regulations, guidance notes and supervisory requirements or provisions - Ensure that the Bank is not subjected to prosecution, levied with fines or its licence affected in any way -...

Job Description A sea trawling company in Cape Town are looking to hire an Assistant Corporate Secretary & Compliance Officer. Requirements: •LLB – with interest in Corporate law •MUST be familiar and comfortable with KING IV, companies Act. •Post grad in compliance important. •At least 3-5 years post qualifying experience in a company secretarial and compliance role. •Knowledge of: CIPC;...

Overview Leading organisation within the "financial services industry" requires a Compliance Officer with 3 years relevant experience in the Long Term Insurance and Investments. This position is based in Johannesburg North. Role Responsibilities Role Responsibilities: Main areas of responsibility will include: - Conduct ongoing monitoring of advice and discretionary investment services to...

Managed People Solutions is actively seeking a highly qualified Training and Compliance Officer to join their dynamic team. This pivotal role demands a candidate with a robust background in designing and implementing effective training programs, coupled with a keen understanding of regulatory compliance standards. This includes call cycle compliance, ensuring effective execution, and achieving...

Senior Compliance Officer, Transaction Banking Business Segment: Group Functions Location: ZA, GP, Johannesburg, Baker Street 30 Job Overview To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or...

Overview We are looking for a mid-level Finance and Compliance professional in the Irene area in Centurion, to support CFO with a focus on governance administration, compliance coordination, risk registers, BEE, audit support and ESG reporting assistance. Requirements - B.Com / B.Compt or similar - 4-7years` relevant experience - Exposure to finance, compliance, audit, risk or governance...

Overview Company: Feight, Air Cargo Location: Kempton Park, Johannesburg Salary: CTC package: R30 000 to R35 000. (Includes Provident Fund and Medical Insurance) Benefit: Company Cell phone. BEE candidates only Candidates must be mobile as they would need to travel between branches. Main Purpose of the Job To support the implementation and maintenance of the Security Management System for...

A leading wealth management firm in Cape Town is seeking a Compliance Officer to assist in establishing a robust compliance function. Candidates should have 2–5 years of experience in the financial services industry and be capable of supervising compliance protocols. The role requires excellent analytical, organizational, and communication skills, with strong computer literacy. Join a dynamic...

Legal and Compliance Officer 2 - Insurance - Cape Town Our client, in the insurance industry, has an opportunity for an experienced Legal and Compliance Officer who will report to the Global Head of Legal, Risk Management, and Compliance. This role involves working independently while being part of a team. The successful candidate will be adaptable, agile, and able to engage in projects across...

The Role The Compliance Monitoring Officer plays a crucial role in protecting OTAP by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws. As the Compliance Monitoring Officer, you will conduct sampling to ensure OTAP adheres to its Policies, Procedures and Controls with the use of the Compliance Monitoring Programme and Periodic...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Regulatory Compliance Analyst – REMOTE. In this role, you will play a crucial part in shaping the compliance landscape of our partner's innovative financial solutions. Your expertise will drive the adherence to various regulatory standards and ensure that we not only meet but exceed industry...

About Discovery Discovery’s core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who understand and support our core purpose, and whose own values align with those of Discovery. Our fast-paced and dynamic environment enables smart, self-driven people to be their best. As global thought leaders, Discovery is passionate...

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and...

Our client is a licensed financial services provider. They provide innovative fintech solutions, including OTC trading, a crypto payment gateway, custodial services, and more. Their mission is to reshape the financial ecosystem by connecting banks and blockchain infrastructure onto a single platform. Role Overview Our client is seeking a highly competent and proactive Compliance Officer with...

Introduction A science-based and technical services company based in Irene, Centurion is seeking a Finance & Compliance Officer to support CFO functions with a focus on governance administration, compliance coordination, risk registers, BEE, audit support and ESG reporting assistance. Duties & Responsibilities - Support CFO and finance team with financial reporting and audit preparation -...

- Our client is a trusted national provider of risk management solutions to licensed Financial Services Providers (FSPs).They have established a Virtual Compliance Monitoring Hub based in Gqeberha to serve as a national resource. They are currently seeking two Junior Compliance Administrators to join this dynamic team. This is an administrative and operational support role within a limited...

Senior Compliance Officer - Corporate and Investment Banking Job Overview Business Segment: Group Functions Location: ZA, GP, Johannesburg, 30 Baker Street To enable the execution of Compliance Risk Management processes and activities within a specific business unit and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines,...

Compliance Officer: Quality Location: Kempton Park, Johannesburg Company: Feight, Air Cargo Salary: CTC package: R30 000 to R35 000. (Includes Provident Fund and Medical Insurance) Benefits: Company Cell phone. BEE candidates only Candidates must be mobile as they would need to travel between branches. Minimum Requirements Minimum Qualifications - Diploma or Degree in Auditing, Risk...

A leading organization in financial services is seeking a Compliance Officer in Johannesburg North. The ideal candidate must have a relevant qualification and at least 3 years of compliance monitoring experience. Key responsibilities include monitoring compliance with investment strategies, conducting reviews, and ensuring adherence to legal frameworks. Successful applicants will demonstrate...